Regulatory
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Regulatory Documents
Values & Conduct
Document | Date | |
---|---|---|
Statement of Commitment to the FX Global Code | 25 May 2018 | View Document |
Statement of Commitment to the Global Precious Metals Code | 25 May 2018 | View Document |
Statement of Ethics | 1 September 2016 | View Document |
Supplier Code of Conduct | 1 October 2016 | View Document |
Gender Pay Gap Report 2021 | 4 April 2022 | Download PDF |
Gender Pay Gap Report 2020 | 26 March 2021 | Download PDF |
Compliance & Regulation
Document | Date | |
---|---|---|
Compliance Statement - IOSCO Principles | 1 April 2019 | View Document |
Conflicts of Interest Policy | 13 July 2018 | View Document |
Criminal Finances Act - Statement of Commitment | 1 November 2017 | View Document |
EMIR Pricing Information | 18 January 2018 | View Document |
EMIR Article 39 Disclosure | 10 April 2014 | Download PDF |
MiFID II DEA Client Due Diligence Questionnaire | 1 August 2022 | Download PDF |
MiFID II Research | 3 January 2018 | Download PDF |
Marex Financial Order Execution Policy | 2 April 2021 | Download PDF |
Complaints Handling Procedure | 7 July 2023 | Download PDF |
Order Execution Policy - Marex Spectron Europe Limited (MSEL) | 18 February 2022 | Download PDF |
Marex MENA Limited Data Protection Policy 2022 | 1 December 2022 | Download PDF |
Financial Sector Policies, Reports, Memberships
Document | Date | |
---|---|---|
Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2021) | 1 April 2021 | View Document |
Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2020) | 1 April 2020 | View Document |
Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2021) | 1 April 2021 | Download PDF |
Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2020) | 1 April 2020 | Download PDF |
Marex Exchange Memberships & Access | 20 February 2023 | Download PDF |
Marex Group - Companies and Regulatory Registrations | 22 July 2021 | Download PDF |
Disclaimers
Document | Date | |
---|---|---|
Agricultural Desk's Trade/Investment Recommendations Disclaimer | View Document | |
CDD Disclaimer | View Document | |
Investment Recommendations Disclaimer | View Document | |
Mobile Disclaimer | View Document | |
OTC Energy Disclaimer | View Document | |
Podcast Disclaimer | View Document | |
Report Disclaimer | View Document | |
Social Media Disclaimer | View Document |
Taxation & Governance
Document | Date | |
---|---|---|
Group Tax Policy | 15 September 2020 | View Document |