Regulation
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Please choose a section to view the documents.
Document | Date | |
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Statement of Commitment to the FX Global Code | 25 May 2018 |
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Statement of Commitment to the Global Precious Metals Code | 25 May 2018 |
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Statement of Ethics | 1 September 2016 |
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Supplier Code of Conduct | 1 October 2016 |
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Gender Pay Gap Report 2021 | 4 April 2022 |
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Gender Pay Gap Report 2020 | 26 March 2021 |
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Document | Date | |
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Compliance Statement - IOSCO Principles | 1 April 2019 |
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Conflicts of Interest Policy | 13 July 2018 |
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Criminal Finances Act - Statement of Commitment | 1 November 2017 |
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EMIR Pricing Information | 18 January 2018 |
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EMIR Article 39 Disclosure | 10 April 2014 |
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MiFID II DEA Client Due Diligence Questionnaire | 1 August 2022 |
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MiFID II Research | 3 January 2018 |
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Marex Financial Order Execution Policy | 2 April 2021 |
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Complaints Management Process | 29 October 2021 |
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Order Execution Policy - Marex Spectron Europe Limited (MSEL) | 18 February 2022 |
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Marex MENA Limited Data Protection Policy 2022 | 1 December 2022 |
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Document | Date | |
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Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2021) | 1 April 2021 |
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Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2020) | 1 April 2020 |
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Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2021) | 1 April 2021 |
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Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2020) | 1 April 2020 |
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Marex Spectron Exchange Memberships & Access | 28 March 2022 |
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Marex Group - Companies and Regulatory Registrations | 22 July 2021 |
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Document | Date | |
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Agricultural Desk's Trade/Investment Recommendations Disclaimer |
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CDD Disclaimer |
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Investment Recommendations Disclaimer |
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Mobile Disclaimer |
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OTC Energy Disclaimer |
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Podcast Disclaimer |
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Report Disclaimer |
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Social Media Disclaimer |
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Document | Date | |
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Group Tax Policy | 15 September 2020 |
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