Regulation
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Regulatory Documents
Values & Conduct
| Document | Date | |
|---|---|---|
| Statement of Commitment to the FX Global Code | 25 May 2018 |
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| Statement of Commitment to the Global Precious Metals Code | 25 May 2018 |
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| Statement of Ethics | 1 September 2016 |
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| Supplier Code of Conduct | 1 October 2016 |
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| Gender Pay Gap Report 2021 | 4 April 2022 |
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| Gender Pay Gap Report 2020 | 26 March 2021 |
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Compliance & Regulation
| Document | Date | |
|---|---|---|
| Compliance Statement - IOSCO Principles | 1 April 2019 |
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| Conflicts of Interest Policy | 13 July 2018 |
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| Criminal Finances Act - Statement of Commitment | 1 November 2017 |
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| EMIR Pricing Information | 18 January 2018 |
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| EMIR Article 39 Disclosure | 10 April 2014 |
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| MiFID II DEA Client Due Diligence Questionnaire | 1 August 2022 |
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| MiFID II Research | 3 January 2018 |
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| Marex Financial Order Execution Policy | 2 April 2021 |
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| Complaints Management Process | 29 October 2021 |
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| Order Execution Policy - Marex Spectron Europe Limited (MSEL) | 18 February 2022 |
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| Marex MENA Limited Data Protection Policy 2022 | 1 December 2022 |
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Financial Sector Policies, Reports, Memberships
| Document | Date | |
|---|---|---|
| Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2021) | 1 April 2021 |
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| Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2020) | 1 April 2020 |
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| Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2021) | 1 April 2021 |
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| Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2020) | 1 April 2020 |
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| Marex Spectron Exchange Memberships & Access | 28 March 2022 |
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| Marex Group - Companies and Regulatory Registrations | 22 July 2021 |
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Disclaimers
| Document | Date | |
|---|---|---|
| Agricultural Desk's Trade/Investment Recommendations Disclaimer |
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| CDD Disclaimer |
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| Investment Recommendations Disclaimer |
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| Mobile Disclaimer |
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| OTC Energy Disclaimer |
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| Podcast Disclaimer |
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| Report Disclaimer |
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| Social Media Disclaimer |
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Taxation & Governance
| Document | Date | |
|---|---|---|
| Group Tax Policy | 15 September 2020 |
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