MCMI Regulatory Documents
Financial Disclosures and Information
| Document | Date | |
|---|---|---|
| Statement of Financial Condition - Year Ended September 2022 (1.5mb) | 30 September 2022 |
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| Statement of Financial Condition - Year Ended September 2021 (349 KB) | 30 September 2021 |
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| Statement of Financial Condition - Year Ended September 2020 (459 KB) | 30 September 2020 |
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| Statement of Financial Condition - Year Ended September 2019 (394 KB) | 30 September 2019 |
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| Statement of Financial Condition - Year Ended September 2018 (5 MB) | 30 September 2018 |
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| Statement of Financial Condition - Year Ended September 2017 (5 MB) | 30 September 2017 |
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| Statement of Financial Condition - Year Ended September 2016 (6 MB) | 30 September 2016 |
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| Statement of Financial Condition - Year Ended September 2015 (5 MB) | 30 September 2015 |
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General Disclosures and Information
| Document | Date | |
|---|---|---|
| Social Media Disclosures |
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Regulatory Disclosures and Information
| Document | Date | |
|---|---|---|
| CFTC Regulation 1.55 (o) (1) |
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| Link to MCM Inc. SEC Rule 606 Reporting |
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| US Broker Dealer Regulatory Disclosures (236 KB) |
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| Consistent with the requirements of SEC Regulation Best Interest (Reg BI), please see the attached MCM Inc. Form CRS here (227 KB) |
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| Marex MCM (GDPR Privacy Policy May 2018) Updated (11 16 22) Final |
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| Marex MCM BD BCP Summary for Customers December 2022 Final |
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