Regulation

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Regulatory Documents

Values & Conduct

Document Date
Statement of Commitment to the FX Global Code 25 May 2018 View Document Link Icon
Statement of Commitment to the Global Precious Metals Code 25 May 2018 View Document Link Icon
Statement of Ethics 1 September 2016 View Document Link Icon
Supplier Code of Conduct 1 October 2016 View Document Link Icon
Gender Pay Gap Report 2020 26 March 2021 Download PDF Link Icon

Compliance & Regulation

Document Date
Compliance Statement - IOSCO Principles 1 April 2019 View Document Link Icon
Conflicts of Interest Policy 13 July 2018 View Document Link Icon
Criminal Finances Act - Statement of Commitment 1 November 2017 View Document Link Icon
EMIR Pricing Information 18 January 2018 View Document Link Icon
EMIR Article 39 Disclosure 10 April 2014 Download PDF Link Icon
MiFID II DEA Client Due Diligence Questionnaire 10 September 2021 Download PDF Link Icon
MiFID II Research 3 January 2018 Download PDF Link Icon
Marex Financial Order Execution Policy 2 April 2021 Download PDF Link Icon
Pillar 3 Disclosures 2019 14 October 2020 Download PDF Link Icon

Financial Sector Policies, Reports, Memberships

Document Date
Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2021) 1 April 2021 View Document Link Icon
Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2020) 1 April 2020 View Document Link Icon
Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2021) 1 April 2021 Download PDF Link Icon
Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2020) 1 April 2020 Download PDF Link Icon
Marex Spectron Exchange Memberships & Access 3 May 2021 Download PDF Link Icon
Marex Group - Companies and Regulatory Registrations 22 July 2021 Download PDF Link Icon

Disclaimers

Document Date
Agricultural Desk's Trade/Investment Recommendations Disclaimer View Document Link Icon
CDD Disclaimer View Document Link Icon
Investment Recommendations Disclaimer View Document Link Icon
Mobile Disclaimer View Document Link Icon
OTC Energy Disclaimer View Document Link Icon
Podcast Disclaimer View Document Link Icon
Report Disclaimer View Document Link Icon
Social Media Disclaimer View Document Link Icon

Taxation & Governance

Document Date
Group Tax Policy 15 September 2020 View Document Link Icon

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